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Concept
Note
Second
Urban Research Symposium of the World Bank on
"Urban Development for Economic Growth and Poverty
Reduction"
Washington,
D.C.
December 15-17, 2003
Purpose
and objectives:
Following
upon the inaugural event of December 2002, this second
Urban Research Symposium on "Urban Development
for Economic Growth and Poverty Reduction" again
takes a long term, dynamic perspective of urban development
as it relates to poverty within urban areas, as well
as contributes to economic growth and poverty reduction
at the sub-national or national level. The objectives
of the Symposium will be to:
- explore
recent and ongoing urban research with policy and
operational relevance to economic growth and poverty
reduction in developing and transition economies;
- devise
a well-focused urban research agenda to guide future
collaborative efforts in this area; and
- continue
to foster networking and partnerships among international
researchers working on problems of urban poverty.
Background:
The
rural-urban transition and growth of urban settlements
are processes that should favor increased productivity
and opportunities for human development, thus contributing
to increased incomes and enhanced welfare both at the
national/sub-national level and within the urban areas
themselves. Poverty is understood as multidimensional,
encompassing both income and non-income factors. Raising
welfare in all these dimensions requires developing
a wide portfolio of assets-human, physical, natural,
intellectual, financial, and social capital. Sustainable
economic growth and poverty reduction are phenomena
deeply affected by institutions (the formal and informal
norms, values and rules determining relations in society),
which determine how assets are shared and used.
Just
as the benefits from urbanization can be realized through
well-functioning institutions (markets, government and
social networks) that promote wide access to assets,
to voice and to information, many of the visible problems
accompanying urbanization reflect institutional failures.
In particular, urban development fails to live up to
its promise for economic growth or poverty reduction
when basic institutions are weak or lacking to promote
property rights (e.g., secure tenure), to balance the
interests of the many against the few, or to anticipate
and commit to preparing for the future needs of a growing
city.
The
research of particular interest to this symposium would
examine institutional factors of urban development that
can drive change (for better or worse) in the conditions
of urban or subnational poverty, for example:
- how
critical information is made available and used in
public discourse;
- how
the interests and demands of the poor and deprived
residents are expressed and represented;
- how
coalitions and constituencies are formed to counter
vested interests and advocate or negotiate pro-poor
change; and
- how
knowledge is translated into effective policies and
actions to reduce poverty at a significant scale.
Although
the emphasis will be on research that can inform and
motivate policy and operational action, studies that
are more descriptive than normative would be of interest
especially if they exploit new data or methodologies.
A combination of papers will be sought covering topics
at different levels of analysis-the city, the neighborhood/community,
and/or the household level. Comparisons among cities,
and longitudinal studies tracking households or communities
within a city over time, are especially encouraged.
Both case studies and empirical research will be accepted.
Topics
and themes of the symposium:
Papers
are solicited addressing the topics and themes outlined
below.
Topic
I. Strengthening the sources of (and reducing barriers
to) urban incomes and livelihoods
Topic II. Enhancing welfare through human and social
development, safety and security
Topic III. Housing and urban services
Topic IV. Land access and land use
Each
major topic would be discussed during the symposium
under four sequential sessions. Each session would consist
of at most four concurrent breakout groups organized
to highlight one or more of the following crosscutting
themes:
Theme
A: Urban economic growth and poverty reduction: synergies
and complementarities, or trade-offs and conflicts.
What are the mechanisms determining transitional poverty
versus chronic poverty in urban areas?
Theme B: Information and planning: methods and tools
for assessing problems and issues, and conveying knowledge,
to support strategic decision-making, proactive planning
and implementation. How can longitudinal and disaggregated
data collection be developed and institutionalized?
Theme C: Governance: relationships and processes for
representation and balancing of interests and sharing
of power-by different groups, gender, organizations.
How can formal political systems and decision-making
over resources become more responsive and inclusive,
so that poor residents can act as full citizens?
Theme D: Financing: rules and instruments for public
and private financing, including through fiscal means,
commercial sources, and households' own payments. How
can financing arrangements ensure an appropriate sharing
of risks and benefits?
Some
of the issues and types of research that would be of
particular interest for the symposium are suggested
below:
Topic
I: Strengthening the sources of (and reducing barriers
to) urban incomes and livelihoods
- Understanding
income poverty in an urban context-appreciating urban
costs of living, risks and vulnerabilities
- Diversification
of livelihoods-labor pooling within the household,
shifting between informal/formal sector work, combining
rural and urban income sources
- Institutional
constraints and labor market characteristics preventing
effective use of labor and limiting job creation for
the poor (demand-side issues)
- Overcoming
barriers to labor force participation (supply-side)-lack
of skills, contacts/social capital, transport, childcare;
social or racial exclusion/stigma; vulnerabilities
that make the poor workers "unreliable",
etc.
- Effectiveness
of labor market policies targeting the urban poor
(workfare, wage/training subsidies, job search assistance,
etc.)
- Overcoming
risks to financial security; effectiveness of financial
safety nets and their integration into medium-term
poverty reduction strategies
Topic
II: Enhancing welfare through human and social development,
safety and security
- The
basis of urban social advantage-opportunities for
women, evolution of gender roles; urban opportunities
for learning (not just schooling, but literacy retention),
exposure to positive social forces, attitude change,
etc.
- Competing
forces for urban social disadvantage (crime and violence)
- Factors
driving disparities in health and nutritional status
within urban populations
Implications of HIV/Aids for urban poverty and urban
management
Topic
III: Housing and urban services
- In
what respect are there cost advantages or "economies
of scale" in providing basic services (infrastructural
and social) to urban populations?
- What
are the underlying efficiencies in serving urban settlements
of different densities/sizes/layouts-and what are
additional costs of not planning ahead of settlement,
setting aside rights of way, etc.?
- What
are the institutional implications and requirements
of providing such services, whether through the public
and/or private sector?
- Organizational
and governance "efficiencies" and challenges,
including those of maintaining operational quality
of infrastructure and services, and achieving or sustaining
related welfare outcomes over time
- Removing
barriers that limit or distort housing supply and
demand, drive up housing costs, or discriminate against
the poor-e.g., regulatory and information constraints
- The
persistence of housing submarkets: publicly financed
social housing, informal (noncommercial) housing,
and self-provision
- Housing
finance alternatives and innovations
- Housing
and infrastructure subsidies that work for the poor
Topic
IV: Land access and land use: making the spatial growth
of urban areas manageable and equitable
- Case
studies of how cities have managed demographic and
spatial growth, related especially to reducing poverty,
promoting land access and secure tenure for the poor
- City
case studies where constituencies have been mobilized
and policies pursued and sustained with a long term
vision of preparing for population growth (versus
reacting ex post)
- Experiences
with land use planning tools for proactive growth
management, including to protect environmentally sensitive
or hazardous land. Making land use planning adaptable
to reflect actual growth and market dynamics; ensuring
implementation and enforcement
- How
data and measurement methods, particularly with respect
to urban expansion and competition for land, can be
used to inform public debate aimed at "getting
ahead of the demographic curve"
- Economic
and distributional implications of land institutions
and policies (legal frameworks, property rights, regulations,
zoning, information access, etc.)
- Alternatives
to increase the supply of affordable serviced land
Comments on the Concept Note? Email urbansymposium@worldbank.org
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